Compliance - IPI in San Antonio Texas
Investing the significant resources we do in training, support and technology enables you to spend more time helping your customers, reduces errors and results in fewer compliance issues – an overall unique approach that makes it easier to do business with us.
The average length of time it takes IPI Compliance to address or resolve your inquiries is one hour, 30 minutes and 3 seconds. This compares with some of the better firms that typically take from two days to a week or more.
A combination of smart operations process management, staff expertise, advanced technology and a library of pre-approved FINRA-compliant forms help us keep compliance issues to a minimum.